Kinetic theory of parametric decay instabilities near the upper hybrid resonance in plasmas

Abstract

Parametric decay instabilities (PDIs) near the upper hybrid resonance layer are studied with a 1D framework. In a uniform plasma, the kinetic nonlinear dispersion relation of PDI is numerically calculated for parameters corresponding to electron cyclotron heating experiments at the ASDEX-U tokamak, in which O-mode radiation was converted to X-mode radiation by reflection from the high-field sidewall. The forward scattering processes driven by X-mode and linearly converted electron Bernstein waves (EBWs) are investigated and found to lead to a primary PDI where the pump waves decay into lower hybrid waves and sideband EBWs. A frequency shift of 930 MHz is obtained for the sideband EBWs in the primary PDIs. Subsequently, the sideband EBWs can decay into a low-frequency ion Bernstein quasi- mode (IBQM) and a secondary EBW, where the dominant forward scattering channel is the first-order IBQM with a frequency close to twice the ion cyclotron frequency. The decay channels obtained by numerical calculation can explain the characteristics of the signal observed in ASDEX-U experiments. The threshold of the pump electric field strength required to excite the primary PDI in the presence of plasma inhomogeneity is also estimated.